Blue Sky Comply

Blue Sky Comply

Blue Sky Compliance, Simplified

Managing state securities filings is complex. We make it simple with
automated solutions and expert guidance for companies raising capital.

Service Offerings

Join us for a free consultation on your Reg D, Reg A, or Reg CF raise.

Regulation D

Raise unlimited capital under Rule 506(b)/(c). We prepare Form D, handle state Blue Sky filings and fees, and manage renewals and amendments so timelines stay tight.

Regulation A

Access a wider investor base with Tier 1 or Tier 2 (up to $20M and $75M). We coordinate state qualifications and notice filings, track sales limits and deadlines, and manage examiner correspondence.

Regulation CF

Launch equity crowdfunding with confidence. We prepare Form C, file state notices and fees, and annual renewal filing requirements.

Why Choose Blue Sky Comply?

We’ve supported thousands of issuers with Blue Sky filings for Reg D, Reg A, and Reg CF offerings, keeping multi-state raises organized, timely, and compliant. Our combination of full‑service support and purpose‑built tools takes the stress out of state notices, fees, and renewals.
With our full-service solution, you don’t have to navigate state rules alone. We manage the end‑to‑end process: scoping requirements by state, preparing and submitting filings, coordinating with regulators, tracking deadlines and payments, and maintaining clean records for audits and future raises. You focus on investors; we handle the filings.

Reg A and Reg D Offerings

We manage state and federal requirements for Regulation A and Regulation D, coordinating filings, exemptions, renewals, and examiner correspondence so you can raise capital without registration headaches.

Compliance Expertise

Avoid regulatory penalties and reputational risk with guidance from seasoned Blue Sky compliance specialists who work with state regulators daily.

Crowdfunding State Filings (Reg CF)

From Form C to state Blue Sky filings and supporting documentation, we handle the end‑to‑end process so your equity crowdfunding stays compliant.

Cost Savings

Reduce legal spend with our filing platform. We research requirements and exemptions and optimize variable fees to secure the lowest applicable costs in each state.

Compliance Expertise

Avoid regulatory penalties, legal issues, and reputational risks. Stay compliant with the guidance of our seasoned blue sky filing and compliance experts.

Precision Turnarounds

Reliable, professional execution backed by extensive experience. We prioritize accuracy, organized proofs, and responsive communication.

Why Blue Sky Filings Matter

Benefit the Issuer and its Growth

  • Establish market credibility with organized, timely filings
  • Enhance investor confidence through clear, consistent compliance
  • Expand access to more states and investor bases
  • Reduce legal exposure and avoid costly delays
  • Support sustainable, repeatable capital raises

Comply with State Laws

  • Lower regulatory risk with accurate, on‑time notices and fees
  • Monitor requirements proactively across jurisdictions
  • Deter fraudulent or non‑compliant sales practices

Provide Transparency to Investors

  • Deliver clear, complete disclosures investors can trust
  • Uphold market integrity with consistent documentation
  • Protect against misleading or deceptive activity
  • Enable informed, confident investment decisions
Our Blue Sky Compliance Services

Private Offerings

Understanding state filing requirements shouldn’t slow down your raise. Our platform and full‑service team simplifies compliance across private offerings, automating the state‑by‑state details and handling regulator inquiries, from employee equity plans to unlimited capital raises.
Rule

701 (Employee Equity)

Compensate your team with equity while staying compliant. We prepare and file Rule 701 notices where required and keep your documentation audit‑ready.

Rule

Reg D 506 (b)/(c) (Unlimited capital)

Raise without a dollar cap. We prepare the Form D, handle state Blue Sky notice filings and fees, track the 15‑day deadlines tied to first sale, and maintain proofs of filing.

Rule

Section 4(a)(2) (Private placements)

Execute traditional private placements with confidence. We map state exemptions, manage any required filings, and keep records tight to support compliance.

Rule

Reg D 504 (Up to $10 million)

Raise up to $10 million in 12 months. We can file in California for 504 offerings. Other than that, our legal partner will be here to assist you with these more complex state filings.

Our Blue Sky Compliance Services

Our Reg A State Filing Services

Get end-to-end Blue Sky compliance for Regulation A Tier 1 and Tier 2 offerings, with state filings across all required U.S. states and territories.

Regulation A Tier 1 Filings

Regulation A Tier 2 Filings

Our Blue Sky Compliance Services

Fund Maintenance Services

Annual Maintenance

State Compliance

Regulatory Compliance

Who We Serve

Blue Sky Comply supports issuers and advisors across industries, stages, and raise sizes with practical Blue Sky expertise and reliable execution—so your team can focus on strategy, not filings.

Law Firms

Blue Sky Comply partners with law firms to strengthen securities compliance services. Our expertise spans blue sky laws and state exemptions, streamlining due diligence, multistate filings, and ongoing compliance. We act as an extension of your team, offering scalable support to navigate regulations and reduce administrative tasks.

Crowdfunded Companies

Running a Reg CF raise—or considering Reg A or Reg D? We handle the preparation and filing of all required state forms and documents, including research on state fees, and we manage amendments and renewals as your campaign evolves. You get clear timelines, organized proofs, and guidance tailored to your funding portal and target states.

Funds

We deliver tailored compliance solutions for hedge funds, private equity, VC, and mutual funds. From Reg D exemptions and state filings to investor accreditation checks and SEC coordination, we adapt to your strategy. Proactive guidance, ongoing compliance, and rapid response to regulatory shifts ensure your fund remains agile and audit-ready.

Public Companies

Whether executing private placements under Reg D or parallel offerings under Reg A, we coordinate Blue Sky notices and payment of state fees while keeping timelines aligned with corporate actions and disclosures.

Private Companies

From first raises to repeat rounds, we manage state‑by‑state nuances for Reg A and 506 offerings, submit timely SEC filings and state notices, and maintain state confirmations. Fewer surprises, faster closings, and documentation you can trust.

Law Firms

Blue Sky Comply partners with law firms to strengthen securities compliance services. Our expertise spans blue sky laws and state exemptions, streamlining due diligence, multistate filings, and ongoing compliance. We act as an extension of your team, offering scalable support to navigate regulations and reduce administrative tasks.

Crowdfunded Companies

Running a Reg CF raise—or considering Reg A or Reg D? We handle the preparation and filing of all required state forms and documents, including research on state fees, and we manage amendments and renewals as your campaign evolves. You get clear timelines, organized proofs, and guidance tailored to your funding portal and target states.

Funds

We deliver tailored compliance solutions for hedge funds, private equity, VC, and mutual funds. From Reg D exemptions and state filings to investor accreditation checks and SEC coordination, we adapt to your strategy. Proactive guidance, ongoing compliance, and rapid response to regulatory shifts ensure your fund remains agile and audit-ready.

Public Companies

Whether executing private placements under Reg D or parallel offerings under Reg A, we coordinate Blue Sky notices and payment of state fees while keeping timelines aligned with corporate actions and disclosures.

Private Companies

From first raises to repeat rounds, we manage state‑by‑state nuances for Reg A and 506 offerings, submit timely SEC filings and state notices, and maintain state confirmations. Fewer surprises, faster closings, and documentation you can trust.

Who We Serve

Blue Sky Comply serves firms across industries, sizes, and fundraising
goals, providing a robust range of compliance services to meet your needs.

What Our Customers Say

We have assisted thousands of companies with blue sky filing and compliance on Reg D, Reg A, and Reg CF offerings.

“I’m incredibly grateful for your Blue Sky filing support. Your team keeps me on track, gives me real peace of mind, and truly has my back. Even as we bring new investors on board, the process is seamless. Thank you for helping me take care of my business.”

Jason, Veritex

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Get Started

Partner with Blue Sky Comply to unlock seamless
compliance, efficient filings, and access to
 expertise that lets you focus on your growth.